Download

IMPORTANT DOCUMENTS & LITERATURE

Caption	Download
BSEFASTTRADE-BSE Disclaimer
BSEFASRTRADE-Procedure for set-up

SOFTWARE & UTILITIES

POLICIES & PROCEDURES

Caption	Download
Annexure V - RDD
Annexure VI - Do’s & Don’ts
Client Code Modification Policy
Error Account Policy
Grievance Policy New
Policy about Inactive Clients
Policy about Risk Management
Policy for Acceptance of Pre-funded Instruments
RDD POLICY PROCEDURE
RISK MANAGMENT
SYSTEM & PROCEDURES
Inactive Trading Account Policy
Internal Control
PMLA Policy
Policy for Conflict of Interest
RMS Policy
Unauthenticated News Circulation Policy
Policy for Settlement of Funds
Surveillance Policy - Stock broker
Surveillance Policy - DP
Anti Money Laundering Policy

KYC

Caption	Download
Mandatory KRA Communique for Existing KYCs
KYC Individual Application Form
KYC Non-individual Application Form
KYC Non-individual Annexure
NSEL, NCDEX, MCX Account Opening Form - Ganesh Commodity
BSE Account Opening Form
BSE Application for Online Trading - New Client
NSE Application for Online Trading - New Client
RDD Policies & Procedures to be retained by client

CLIENT REGISTRATION DOCUMENTS IN VERNACULAR LANGUAGES

NSE | BSE | MCX